Legal Notices, Terms and Customer Information

Legal Notices

The following web pages provide you with details on privacy statements, security regulations, Money Laundering Prevention and LBBW's business conditions:

• Data Protection »
• Security Regulations »
• General Business Conditions of LBBW » 
  (pdf 202.98 KB, Edition: October 2009)
• Declaration on Money Laundering Prevention / USA Patriot Act »
• Policies for Managing Conflicts of Interest in Connection with Investment Research »
  (pdf 44.43 KB)

 
Customer Information

Detailed information on MiFID (Markets in Financial Instruments Directive):

• Information on the Securities and Derivatives Business for Retail Clients and Professional Clients »
  (pdf 218 kb, Edition: November 2009)
• Information about LBBW for Eligible Counterparties of the Trading Departments »
  (pdf 50 kb, Edition: April 2010)
• Best Execution Policy »
  (pdf 61 KB, Edition: November 2009)

The main objectives of MiFID are to complete the process of creating a single EU market for investment services, to respond to changes and innovations which have occurred in securities markets and to protect investors by making markets deeper, more competitive and more robust against fraud and abuse.